Penny Stock Brokers
Stock brokers play a significant role in propelling trading volumes of penny stocks, as in the main stocks. They offer the required business intelligence to inspire confidence within the prospective buyers of the penny stocks besides safeguarding their existing clients against any potential industry manipulation by the vested interests. So on the one hand, these brokers play a serious role in steering the markets along the intended path of orderliness and discipline to maintain the wider investor confidence. On the other hand, they also bring in dynamism by facilitating transactions undertaken on their account by other investors.
These brokers charge their clients for allowing them to conduct transaction on their accounts. In addition, they at the same time charge for advice provided by t ... [Read More - Top Penny Stocks This Week]
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[+] FINRA fines Oppenheimer $1.4 million over penny stocks, internal controls : By Trevor Hunnicutt NEW YORK (Reuters) - Oppenheimer & Co has agreed to pay $1.425 million in fines to resolve charges that the monetary services business sold unregistered penny stocks and had inadequate safeguards against cash laundering, Wall Street's industry-funded watchdog said. Seven Oppenheimer brokers in the United States sold more than 1 billion shares of 20 unregistered penny stocks ...Mon, 05 Aug 2013 12:16:46 -0700
[+] FBI arrests seven in international penny stock fraud : By Bernard Vaughan NEW YORK (Reuters) - Seven those who ran a much more than $140 million scheme that preyed on investors in 35 countries by fraudulently inflating the price of penny stocks have been arrested, ...Tue, 13 Aug 2013 15:43:17 -0700
[+] 9 Charged in $140 Million Penny Stock Fraud : The Defendants Allegedly Generated Over $140 Million.Tue, 13 Aug 2013 11:56:11 -0700
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